Day trading firm does not return your capital,where can you file a complaint aganist them,they r LLC,PHLX,SIPC
I took a job at a day trading firm, but quit before i even started,
they required a min cap contribution so they cashed out my check, and
now they are playing dodge ball, if the firm does not return your
capital,where can you file a complaint aganist them,they are LLC, and
members of PHLX,SIPC
Public Comments
1. I would try the SEC, as well as the SIPC and whatever board of reg governs the Philly Exchange.
2. Contact the National Association of Securities Dealers (NASD). They regulate broker/dealers and investment advisors.